What We Do

Blockchain And Cryptocurrency

  • Tokenized assets, tokenized securities offerings — securities law compliance
  • DeFi (decentralized finance) — achieving practical decentralization in the business model
  • DAOs (decentralized autonomous organizations) — formation, governance, tokens, policies, liability
  • Stablecoins — pegs, correction policy, regulation
  • Money services business registration with FinCEN and state money transmitter licenses
  • Develop and implement AML/KYC policies and Bank Secrecy Act compliance
  • Analyze securities law and other regulatory risks and issues — draft opinion letters and no-action requests
  • Defend against investigations by SEC and other US regulators, such as CFTC and FinCEN
  • Review whitepapers, business models, and public facing materials

Sustainability And ESG

  • Portfolio analysis of a sustainability or ESG fund
  • Consult to investors engaging with boards of directors
  • Advise and educate board members and C-suite
  • Recommend actions or changes to a sustainability or ESG plan
  • Educate on evolving regulatory environment around sustainability and ESG disclosures
  • Due diligence on ESG issues in investments and mergers and acquisitions
  • ESG disclosures in SEC filings and for ratings agencies

Securities Law

  • SEC guidance and policy regarding ESG issues
  • Exempt securities offerings under Regulation D and Regulation S
  • SEC filings and disclosure issues
  • Updates to capital raising regulations
  • Defend against investigations and enforcement actions regarding sustainability and ESG matters

Corporate Governance

Startups

  • Company formation — corporations and LLCs
  • Fundraising — SAFEs, convertible notes, warrants, equity rounds
  • Founder and team issues — allocating stock and deciding roles, partnerships
  • Compensation — stock vesting agreements, stock options (NSOs and ISOs)
  • Organizational scaling — culture, operations, policies and procedures
  • Board of directors and board of advisors
  • People management — hiring and firing, incentives

Strategy

  • How to develop and iterate the strategy and business model
  • How legal decisions implicate the strategy, business model, and operations
  • How strategic, business model, and strategic choices implicate legal concerns and risks
  • How to achieve business goals with smart legal decisions

Transactions

  • Draft and negotiate complex business agreements
  • Assist with financing transactions
  • Corporate structuring and reorganization
  • Buy-sell agreements
  • License agreements
  • Asset and stock sales and purchases

Investments

  • Venture capital funds, special purpose vehicles (SPV), and hedge funds – formation, management, relations between general partners and limited partners
  • Institutional investors — family offices, pension funds, private equity funds
  • ESG investing — advise on creating and implementing authentic sustainability, impact, and ESG investing strategies

Quick Links

  1. Home
  2. Our Story
  3. What We Do
  4. Pricing
  5. Blog

Contact

Park Legal, PC hello@parklegalpc.com (650) 814-3933
Douglas Y. Park
Rated by Super Lawyers


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